Disclaimer

CAUTIONARY STATEMENT REGARDING FORWARD-LOOKING STATEMENTS

Certain information contained in this Presentation contains forward-looking statements, including the intended actions and performance objectives for Phoenix Investment Fund, Inc.( “Fund”), involve known and unknown risks, uncertainties and other important factors that could cause actual results, performance or achievements of the Fund to differ materially from any future results, performance or achievements expressed or implied by such forward-looking statements. No representation is made, or assurance given that such statements, views, projections or forecasts are correct or that the objectives of the Fund will be achieved or that investors will receive a return of their capital.

The Fund or its representatives do not assume responsibility for the accuracy and completeness of any forward-looking statements. Due to various risks and uncertainties, actual events or results or the actual performance of the Fund may differ materially from those reflected or contemplated in such forward-looking statements. You are cautioned not to place undue reliance on such statements.

This presentation has been prepared solely for informational purposes and does not constitute an offer to sale or the solicitation of an offer to buy the securities of the Fund. The offering will be made only to certain accredited investors and qualified clients by means of a confidential private placement memorandum.